Series 99 Top-Off

Series 99 is a FINRA exam required for individuals identified as “covered persons” responsible for certain back-office or operational functions. Individuals are required to pass both the Series 99 top-off Exam and the SIE qualification exam in order to register as an operations professional.

Exam Length

1.5 hours

Number of Questions

50 questions

Study Time

Around 45-50 hours

Minimum Passing Score

68%

Study Options

Standard: £115 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support

Premier: £295 plus VAT

• Homestudy (printed)
• Online Final Exams
• Online progress exams
• Homestudy (online)
• Instructor Hotline
• Greenlight exams
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
• On Demand lectures
• Flashcards

Premier Plus: £340 plus VAT