Series 9

Branch Office Manager

If you need to be registered as a principal and your responsibilities will be limited to sales supervision as a branch office manager in a member firm.

Covers regulation of options only. To achieve the full title of Branch Office Manager you must pass both the Series 10 and Series 9 exams.

Pre-requisite?
Series 7 or 17

Exam Length
1 1/2 hours

Number of Questions
55 questions

Study Time
Around 15-20 hours

Minimum Passing Score
70%

FINRA member firm sponsorship is required.

Study Options

Standard: £195 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support

Premier: £290 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
• On Demand lectures
• Flashcards

Premier Plus: £325 plus VAT

Delivery costs vary, please get in touch for up to date prices.