Series 4

Registered Options Principal

A series 4 pass qualifies you to supervise a member firm’s option personnel and option accounts.

Pre-requisite?
Series 7/17/37/38 or Series 62 (with the Series 42)

Exam Length
3 1/4 hours

Number of Questions
125 questions

Study Time
Around 40 hours

Minimum Passing Score
72%

FINRA member firm sponsorship is required.

Study Options

Standard: £255 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support

Premier: £385 plus VAT

• Homestudy (printed)
• Online Final Exams
• Homestudy (online)
• Instructor Hotline
• Crunchtime facts
• Contents updates for 1 year
• 24/7 technical support
• On Demand lectures
• Flashcards

Delivery costs vary, please get in touch for up to date prices.